The Policy and Procedure Program is designed to increase efficiency by outsourcing the needed time and expertise for policy and procedure development in the compliance management function. Policy and procedures can be a daunting task in an environment where rules and regulation are constantly changing. This program is designed to provide 26 different policies commonly reviewed as part of regulatory compliance examinations, as well as a risk assessment policy that includes annual performance based compliance risk assessment of the areas covered.
Written policies are developed by our Company and provided directly to Financial Institutions for Board approval. Written procedures are tailored to each Institution to document processes and provide guidance to ensure regulatory compliance with each area reviewed by Federal Compliance Examiners. Annual subscription services are offered to continue the upkeep of your Institution’s policies and procedures on an ongoing basis. This eliminates the need for constant monitoring and updates by your institution in an ever-changing regulatory environment.
Written policies are developed by our Company and provided directly to Financial Institutions for Board approval. Written procedures are tailored to each Institution to document processes and provide guidance to ensure regulatory compliance with each area reviewed by Federal Compliance Examiners. Annual subscription services are offered to continue the upkeep of your Institution’s policies and procedures on an ongoing basis. This eliminates the need for constant monitoring and updates by your institution in an ever-changing regulatory environment.